Acts in Client Best Interest

error

acts_in_client_best_interest

investment-services conformance pure_temporal ai-governancemifid-iiesmabest-interestrag-red

Every AI-supported recommendation is assessed against the overarching MiFID II obligation to act in the client's best interest.

Formula

G(Recommendation → best_interest_assessed)

Why it matters

ESMA ¶7: central to the use of AI is the unwavering commitment to act in clients' best interest — an overarching requirement that applies irrespective of the tools the firm adopts.

Examples

passes see rationale

fails the required control/record is absent

Use it

ponens policies add acts_in_client_best_interest --into ./trace.json
ponens trace check ./trace.json