AI Information Monitored (ex-post)

warning

ai_information_monitored

investment-services safety pure_temporal ai-governancemifid-iiesmaaccuracyrag-amber

Ex-post controls monitor and evaluate any process that delivers information to clients directly or indirectly through AI-driven mechanisms.

Formula

G(ai_driven_information → post_review)

Why it matters

ESMA ¶16: firms should implement sufficiently frequent ex-post controls to monitor and evaluate any process that involves the delivery of information through AI-driven mechanisms.

Examples

passes see rationale

fails the required control/record is absent

Use it

ponens policies add ai_information_monitored --into ./trace.json
ponens trace check ./trace.json