AI Records Maintained

error

ai_records_maintained

investment-services auditability pure_temporal ai-governancemifid-iiesmarecordkeepingrag-red

Records document the use of AI, including the decision-making processes, data sources used, algorithms implemented, and any modifications made over time.

Formula

G((Decision ∨ Output) → logged ∧ data_sources_recorded ∧ algorithm_recorded)

Why it matters

ESMA ¶24: firms are expected to maintain records that document the utilisation of AI, including the decision-making processes, data sources used, algorithms implemented, and any modifications made over time.

Examples

passes see rationale

fails the required control/record is absent

Use it

ponens policies add ai_records_maintained --into ./trace.json
ponens trace check ./trace.json