Outsourced AI Due Diligence

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outsourced_ai_due_diligence

investment-services workflow pure_temporal ai-governancemifid-iiesmaoutsourcingrag-red

Third-party AI used for critical or important operational functions is subject to MiFID II outsourcing due diligence and adequate controls.

Formula

G(third_party_ai → due_diligence_done)

Why it matters

ESMA ¶14: where AI is acquired from third-party providers, firms are reminded of the MiFID II requirements regarding outsourcing of critical and important operational functions — adequate due diligence and adequate controls along the value chain.

Examples

passes see rationale

fails the required control/record is absent

Use it

ponens policies add outsourced_ai_due_diligence --into ./trace.json
ponens trace check ./trace.json