Recommendation Suitable

error

recommendation_suitable

investment-services conformance pure_temporal ai-governancemifid-iiesmasuitabilityrag-red

AI-supported recommendations are subject to a suitability assessment aligning them to the client's situation, objectives, sustainability preferences, risk tolerance, and knowledge.

Formula

G(Recommendation → suitability_assessed)

Why it matters

ESMA ¶20: in the assessment of suitability, recommendations and decisions must align with the client's financial situation, investment objectives (including sustainability preferences and risk tolerance), and knowledge and experience.

Examples

passes see rationale

fails the required control/record is absent

Use it

ponens policies add recommendation_suitable --into ./trace.json
ponens trace check ./trace.json